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Consumer Privacy Statement
Shea WealthCare’s Sources of Information About You

We collect personal information about you from: The information you provide on applications or other forms.
(such as your name, address and Social Security number)

Your transactions with us Your investment advisor representative.
(such as updated information pertaining to your account)

Shea WealthCare’s Use of Your Personal Information
We treat your information with respect and concern for your privacy. We may disclose information about you to our staff, affiliates, representatives, their affiliated businesses, and nonaffiliated third parties who provide you with financial products and services. Nonaffiliated third parties may include retirement plan sponsors or third-party administrators, mutual fund companies, insurance companies and agencies, broker-dealers, and clearing firms. Our privacy policy is the same for current, as well as former clients. If you close your account, in the process of transferring your investments we may share your information with the new broker-dealer or custodian that you or your representative selects. If our representative servicing your account leaves us to join another firm, the representative is permitted to retain copies of your information so that he or she can assist with the transfer of your account and continue to serve you at their new firm. The representatives continuing use of your information will be subject to the new firms privacy policy.

We may disclose information such as your name, address, social security number, date of birth, transactional information or other financial information, when necessary for us to provide you with financial products and services or report on your account, or where disclosure is prescribed by law. For example, we report your tax related information to federal and state governments, and we may disclose information during the course of an audit or to law enforcement or regulatory agencies.

We do not disclose your information to nonaffiliated companies who intend to market their products to you. For example, we will not sell clients names and addresses to a catalogue or marketing company.

We may also disclose any or all information we have collected about you to entities that perform services on our behalf such as bank custodians, mutual fund transfer agents, clearing broker/dealers. We may also enter into an information sharing agreement with your employer or its contracted third party administrator.

We make this type of disclosure to better service your Shea WealthCare account or to inform you about Shea WealthCare products and services. Before disclosing your information, we require these companies to promise to keep it confidential and use it only for the transaction we request.

Information About Shea WealthCare Website
This consumer statement also applies to Shea WealthCare website.

Opting-out of Third-Party Disclosures
If you do not want us to share your information (other than as prescribed by law) with any nonaffiliated third parties, including the investment advisor representative servicing your account when he or she leaves us to join another firm, you may contact Shea WealthCare.

Securing Your Information
Our staff, affiliates and representatives who have access to your information are required to follow our procedures reasonably designed to keep your information secure and confidential. Our physical, electronic and procedural safeguards have been reasonably designed to protect your information.

If you have any questions regarding this policy, please contact Shea WealthCare.

Standard of Living

Nowadays, people are living longer so retirees are spending 30 years or more in retirement.

  • Determine your current situation.

  • Obtain the current value of regular accounts, pension plans, IRAs, and company tax-deferred savings plans

  • Plan ahead if you want to elevate, or at least maintain your standard of living going forward.

  • Invest in tax-deferred savings plans and tax-efficient sources to achieve your desired outcome for retirement.

  • Estimate your future Social Security benefits.

Shea WealthCare will work closely with you to review all pertinent information and goals, resulting in a personal roadmap that will get you where you plan to be (not just where you hope to be).

 You need to plan today for your worry-free retirement tomorrow. To arrange a Courtesy Interview, contact us, call, or email